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IA- Standard Investment Adviser Solicitor Agreement
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IA- Standard Investment Adviser Solicitor Agreement
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IA- Standard Investment Adviser Solicitor AgreementThe Investment Adviser Solicitor Agreement is a useful template to further customize when preparing a solicitor agreement in accordance with SEC Rule 206(4) 3 (Cash payments for client solicitations) and or applicable state requirements. The Solicitor Agreement includes the minimum required language, including eleven separate terms and conditions and two corresponding exhibits, while also serving to memorialize the agreement between both investment
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The Investment Adviser Solicitor Agreement is a useful template to further customize when preparing a solicitor agreement in accordance with SEC Rule 206(4)-3 (Cash payments for client solicitations) and/or applicable state requirements. The Solicitor Agreement includes the minimum required language, including eleven separate terms and conditions and two corresponding exhibits, while also serving to memorialize the agreement between both investment adviser and solicitor in accordance with books and records requirements.
Version/Update: V.3/September 16, 2017
Total Page Count: 6
Source/Author(s): Connexien
IA- Standard Investment Adviser Solicitor Agreement
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48557619090
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