The Form CRS Relationship Summary Template for Investment Advisers helps firms comply with SEC Regulation Best Interest (Reg BI) due June 30, 2020 that requires registered investment advisers to provide a brief customer relationship summary (Form CRS) to retail investors. Our Form CRS includes easy to read instructions on format, content, filing and delivery requirements as well as sample language on each of the required sections for further customization.  Members also viewed Form CRS Relationship Summary Template for Broker-Dealers and Form CRS Relationship Summary Template for Dual Registrants.

Version/Update: V.2/April 21, 2020

Total Page Count/Format: 15/.docx

Source/Author(s): Connexien